Strategic Considerations for Selecting the Optimal IT Platform for Regulatory Compliance - Slide 3

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An optimal IT system will offer a high degree of automation to minimize any manual processing error that can lead to financial loss for clients and reputation damage for the firm itself.

SimCorp, a provider of highly specialized software and expertise for the investment industry, recently released an industry expert roundup examining the choice of IT investment management platforms for financial institutions in preparation for upcoming regulation changes. The article examines the implications of Dodd-Frank and UCITS IV, and the repercussions of these regulations for asset managers in North America and Europe.

With Dodd-Frank set to roll-out this summer, financial institutions are increasingly in pursuit of improving transparency in the markets and facilitating the flow of information through transactions. Firms must now look into how their IT systems can support the required transparency mandated by these new reforms. This slideshow highlights several criteria firms should use when evaluating technology platforms.

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Related Topics : Litigation, Consultants, Digital Rights Management, Environmental Regulations, External and Internal Audits

 
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